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Michael Sean Spainhour

Robert W. Baird & Co. Incorporated

Charlotte, NC

Indian Land, SC

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-10-24
NC RA APPROVED 2019-10-18
TX RA APPROVED_RES 2019-10-18
  • SC RA
    APPROVED
    Since 2023-10-24
  • NC RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2019-10-18

Branch Locations

4350 Congress St Suite 400, Charlotte, NC 28209 • United States

Indian Land, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Llc Charlotte NC 01/2009 01/2019
Jjb Hilliard Wl Lyons Charlotte NC 01/2019 Present
Robert W. Baird & Co. Incorporated Charlotte NC 10/2019 Present
  • 01/2009 → 01/2019
    J.J.B. Hilliard, W.L. Lyons, Llc
    Charlotte, NC
  • 01/2019 → Present
    Jjb Hilliard Wl Lyons
    Charlotte, NC
  • 10/2019 → Present
    Robert W. Baird & Co. Incorporated
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-11
S66 Uniform Combined State Law Examination 1999-08-12
  • S65 Uniform Investment Adviser Law Examination
    2002-07-11
  • S66 Uniform Combined State Law Examination
    1999-08-12
Other Names
  • Michael Sean Spainhour
  • Sean Spainhour
  • Sean Spainhour

View on SEC IAPD

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