Joseph John Fimmano

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-06-25
NY	RA	APPROVED	2021-08-03
NJ	RA	APPROVED	2011-04-06

TX RA
APPROVED_RES

Since 2024-06-25
NY RA
APPROVED

Since 2021-08-03
NJ RA
APPROVED

Since 2011-04-06

Branch Locations

250 Pehle Avenue 9Th Floor Plaza 2 - Suite 900, Saddle Brook, NJ 07663 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
New York Life	Saddle Brook	NJ	09/1998	Present
Nylife Securities Inc.	Saddle Brook	NJ	10/1998	Present
Eagle Strategies Llc	Saddle Brook	NJ	04/2011	Present
J. Fimmano And Associates	Saddle Brook	NJ	03/2011	10/2024
Nexus Wealth Strategies, Llc	Saddle Brook	NJ	10/2024	Present

09/1998 → Present

New York Life

Saddle Brook, NJ
10/1998 → Present

Nylife Securities Inc.

Saddle Brook, NJ
04/2011 → Present

Eagle Strategies Llc

Saddle Brook, NJ
03/2011 → 10/2024

J. Fimmano And Associates

Saddle Brook, NJ
10/2024 → Present

Nexus Wealth Strategies, Llc

Saddle Brook, NJ

Other Businesses

[BUSINESS NETWORKING INTERNATIONAL (BNI); AMERICAN DREAM DINER, ROUTE 303, ORANGEBURG, NY; START DATE 10/2014; ROLE/TITLE: BOARD MEMBER; NOT INVESTMENT RELATED; 6 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF NEXUS WEALTH STRATEGIES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (SADDLE BROOK, NJ); START DATE: 10/2024][Insurance Brokering; Brokering of outside insurance and related products; 250 Pehle Avenue, Suite 900 Saddle Brook, NJ 07663; Start Date 07/2025; Role/Title: Insurance Broker; Investment Related; 220 hours per month; 220 hours per month during securities trading hours]

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-04-04
S63	Uniform Securities Agent State Law Examination	1993-04-30

S65 Uniform Investment Adviser Law Examination

2011-04-04
S63 Uniform Securities Agent State Law Examination

1993-04-30

Other Names

Joe Fimmano

View on SEC IAPD