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John Morris Ye

Robert W. Baird & Co. Incorporated

Leawood, KS

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-25
FL RA APPROVED 2017-12-11
KS RA APPROVED 2014-12-26
MO RA APPROVED 2014-12-26
  • TX RA
    APPROVED_RES
    Since 2026-03-25
  • FL RA
    APPROVED
    Since 2017-12-11
  • KS RA
    APPROVED
    Since 2014-12-26
  • MO RA
    APPROVED
    Since 2014-12-26

Branch Locations

4000 West 114Th St., Suite 150, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Kansas City MO 12/2014 Present
Previous Registrations
  • 2003-07-22 → 2014-12-26
    Country Club Financial Services, Llc
    Mission Woods, KS
    Mission Woods, KS
    Kansas City, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-17
S63 Uniform Securities Agent State Law Examination 1993-06-04
  • S65 Uniform Investment Adviser Law Examination
    2003-07-17
  • S63 Uniform Securities Agent State Law Examination
    1993-06-04
Other Names
  • John Morris Ye

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
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STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

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