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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-17 |
| TX | RA | APPROVED_RES | 2019-11-07 |
| MO | RA | APPROVED | 2002-12-17 |
Branch Locations
999 Vanderbilt Beach Rd Ste 200, Naples, FL 34108 • United States
16305 Swingley Ridge Rd Ste 210, Chesterfield, MO 63017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Chesterfield | MO | 12/2002 | Present |
| Conservation Employees Cu | Jefferson City | MO | 04/2011 | Present |
| Sirius Wealth Management, Llc | Chesterfield | MO | 04/2010 | Present |
(1) 10/20/2003: NON-VARIABLE INSURANCE - OUTSIDE SALES OF NON-VARIABLE INSURANCE. - CHESTERFIELD, MO. (2) 06/25/2008 * MS Society Gateway Chapter * Community, Civic and Charitable Board * not inv rel * at reported business location(s) * New member of MS Society Gateway Chapter Board of Trustees, duties include attending board meetings and helping develop programs to communicate the mission of the Society. * time spent 1% (3) 11/26/2008: DBA ONY - SIRIUS WEALTH MANAGEMENT, LLC - CHESTERFIELD, MO. (4) 3/4/2011: DBA ONLY - CECU WEALTH MANAGEMENT - CHESTERFIELD, MO. (5) 6/11/2013: DBA ONLY - UHY FINANCIAL SERVICES - CHESTERFIELD, MO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-21 |
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