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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-12-17
TX RA APPROVED 2021-12-17
  • PA RA
    APPROVED
    Since 2021-12-17
  • TX RA
    APPROVED
    Since 2021-12-17

Branch Locations

130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States

Philadelphia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Philadelphia PA 03/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-16
S63 Uniform Securities Agent State Law Examination 1994-06-08
  • S65 Uniform Investment Adviser Law Examination
    2021-12-16
  • S63 Uniform Securities Agent State Law Examination
    1994-06-08
Other Names
  • Tiffany Ann Roust

View on SEC IAPD

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