Sara Elisabeth Tanner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1993 → 03/2019
  Foresters Financial
  Beaverton, OR
• 12/2017 → 03/2019
  Foresters Advisory Services
  Beaverton, OR
• 03/2019 → Present
  Lpl Financial Llc
  Tigard, OR

Previous Registrations

• 2018-01-19 → 2019-03-29
  Foresters Advisory Services, Llc
  Beaverton, OR

Other Businesses

1. 3/29/2019 - Firenze Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 3/29/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 90%. 2. 4/3/2020 - Firenze Wealth Management/ Firenze Insurance Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/29/2019 - 10 Hours Per Month/1 Hour During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2017-12-07
• S63 Uniform Securities Agent State Law Examination
  1993-05-18

Designations

• Certified Financial Planner

Other Names

• Sara Elisabeth Rohne
• Sara Tufts
• Sara Elisabeth Rohne-Tanner
• Sara Elisabeth Rohne
• Sara Tanner
• Sara Elisabeth Tanner