Timothy Dolan

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 04/2018
  Ms Howells
  Bloomfield, NJ
• 04/2016 → 04/2018
  O'SHares
  Philadelphia, PA
• 04/2018 → 11/2018
  Td Ameritrade, Inc
  Jersey City, NJ
• 10/2018 → 02/2021
  Wells Fargo Clearing Services Llc
  Paramus, NJ
• 05/2018 → 11/2018
  Td Ameritrade Investment Management, Inc
  Jersey City, NJ
• 02/2021 → Present
  J.P. Morgan Chase Bank, N.A.
  Lodi, NJ
• 02/2021 → Present
  J.P. Morgan Securities, Llc
  Lodi, NJ

Previous Registrations

• 2018-11-07 → 2021-02-26
  Wells Fargo Clearing Services, Llc
  Paramus, NJ
  St. Louis, MO
• 2018-05-17 → 2018-11-07
  Td Ameritrade, Inc.
  Jersey City, NJ
• 2018-05-21 → 2018-11-07
  Td Ameritrade Investment Management, Llc
  Jersey City, NJ
• 2007-01-03 → 2008-03-07
  Banc Of America Investment Services, Inc.
  New York, NY
• 2005-08-10 → 2006-05-26
  Morgan Stanley Dw Inc.
  Purchase, NY

Exams

• S66 Uniform Combined State Law Examination
  2018-05-17
• S65 Uniform Investment Adviser Law Examination
  2002-04-25
• S63 Uniform Securities Agent State Law Examination
  1993-12-03

Other Names

• Tim Dolan
• Timmy Dolan