Pierre Louis Follari

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2020-02-13
NJ	RA	APPROVED	2015-11-16
CA	RA	APPROVED	2015-11-13
LA	RA	APPROVED	2015-11-13
NC	RA	APPROVED	2015-11-13
OH	RA	APPROVED	2015-11-13
TX	RA	APPROVED	2015-11-13

CO RA
APPROVED

Since 2020-02-13
NJ RA
APPROVED

Since 2015-11-16
CA RA
APPROVED

Since 2015-11-13
LA RA
APPROVED

Since 2015-11-13
NC RA
APPROVED

Since 2015-11-13
OH RA
APPROVED

Since 2015-11-13
TX RA
APPROVED

Since 2015-11-13

Branch Locations

West Hollywood, CA • United States

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P Morgan Securities Inc.	New York	NY	01/2009	Present
Jpmorgan Chase Bank, N.A.	New York	NY	10/2010	Present

01/2009 → Present

J.P Morgan Securities Inc.

New York, NY
10/2010 → Present

Jpmorgan Chase Bank, N.A.

New York, NY

Other Businesses

Entity Name: Friends of the Aspen Animal Shelter Investment related: Yes Address: 101 Aspen, CO http://dogsaspen.com/nonprofit.html Nature of the other business: Provides a spay/neuter program for cats and dogs in less fortunate areas of the U.S., including to the Navajo Nation at the Four Corners. Position/Title/Relationship: Director; Officer Start Date: 01-Feb-2016 Approximate # of hours a month: 2-3 Approximate # of hours during securities trading hours: 1-2 Briefly describe your duties: Treasurer

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-11-12
S63	Uniform Securities Agent State Law Examination	1993-06-10

S65 Uniform Investment Adviser Law Examination

2015-11-12
S63 Uniform Securities Agent State Law Examination

1993-06-10

View on SEC IAPD