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CRD 2336113
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-01-21 |
| WI | RA | APPROVED | 2005-08-12 |
Branch Locations
111 E Kilbourn Ave Ste 2400, Milwaukee, WI 53202 • United States
6400 Westown Pkwy Ste 115, West Des Moines, IA 50266 • United States
6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States
Menomonee Falls, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Appleton | WI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Appleton | WI | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-07 |
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