Rajesh Desai

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 11/2016
  Wells Fargo Advisors Llc
  Sugar Land, TX
• 11/2016 → 10/2024
  Wells Fargo Clearing Services, Llc
  Sugar Land, TX
• 10/2024 → Present
  Lpl Financial Llc
  Sugar Land, TX

Previous Registrations

• 2010-11-23 → 2024-10-29
  Wells Fargo Clearing Services, Llc
  Sugar Land, TX
  Sugar Land, TX
  Victoria, TX
  Sugar Land, TX

Other Businesses

1. 09/13/2024- NAMASKAAR FOUNDATION, LLC Travel Business- Business Owner- TX 77962- Non Inv Rel- Start Date 01/01/2016 2. 09/13/2024- NAMASKAAR FOUNDATION, LLC Electricity distribution- Business Owner- TX 77962- Non Inv Rel- Start Date 01/01/2016 3. 09/13/2024- NAMASKAAR FOUNDATION, LLC Rental properties- Real Estate Rental- TX 77962- Non Inv Rel- Start Date 01/01/2016 4. 09/13/2024- Real Estate License- Mortgage/Real Estate Services- Inv Rel- TX 77478- Start Date 07/03/2018 5. 09/13/2024- FORT BEND CATERERS INC- Business Entity For Tax/Investment Purposes Only- TX 77478- Inv Rel- Start Date 01/01/2009 6. 09/13/2024- NAMASKAAR INTERNATIONAL, Inc- Business Entity For Tax/Investment Purposes Only- TX 77478- Non Inv Rel- Start Date 01/01/2016 7. 09/13/2024- TEXUS PROPERTIES LLC- Business Entity For Tax/Investment Purposes Only- TX 77478- Non Inv Rel- Start Date 06/18/2018

Exams

• S66 Uniform Combined State Law Examination
  2010-11-22

Designations

• Certified Financial Planner