William Patrick Rohwer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → Present
  1St Source Bank
  Fort Wayne, IN
• 07/2011 → Present
  Lpl Financial Llc
  Fort Wayne, IN

Previous Registrations

• 2010-06-22 → 2011-07-05
  Uvest Financial Services Group, Inc.
  Fort Wayne, IN
  Charlotte, NC
  Fort Wayne, IN
  Huntington, IN
  Fort Wayne, IN
  Columbia City, IN
  Fort Wayne, IN
  New Haven, IN
  Bluffton, IN
  Fort Wayne, IN
  Fort Wayne, IN
  St. Joseph, MI
• 2009-11-13 → 2010-06-07
  Pnc Wealth Management Llc
  Fort Wayne, IN
  Fort Wayne, IN
  Fort Wayne, IN
  Fort Wayne, IN
  Fort Wayne, IN
  Fort Wayne, IN
• 2007-08-20 → 2009-11-13
  Natcity Investments, Inc.
  Fort Wayne, IN
• 2005-03-18 → 2007-08-23
  Fifth Third Securities, Inc.
  Fort Wayne, IN
  Ft. Wayne, IN
  Fort Wayne, IN
  Ft. Wayne, IN
  Fort Wayne, IN

Other Businesses

1. 06/01/2011 - 1st Source Asset Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 6/3/2020 - Indiana Moes 1 - Not Investment Related - 170 S Creasy Lane, Lafayette, IN 47905 - Other-Business Owner - Owner - Started 06/06/2011 - 5 Hours Per Month During Securities Trading - Restaurant. 3. 6/3/2020 - Tu Mamma Moes III - Not Investment - 1808 W Dupont Rd. Fort Waynye, IN 46845 - Other-Business Owner - Started 11/28/2012 - 5 Hours Per Month/0 Hours During Securities Trading - Restaurant - 25% owner in another Moe's Southwest Grill. 4. 6/3/2020 - Tu Mamma Moes - Not Investment Related - 6739 W Jefferson Blvd. Fort Wayne, IN 46804 - Other-Business Owner - Owner - Started 06/06/2011 - 5 Hours Per Month/0 Hours During Securities Trading - Restaurant. 5. 6/3/2020 - Hard Core Mammas Fort Wayne - Not Investment Related - 407 W Coliseum Blvd. Fort Wayne, IN 46805 - Other-Business Owner - Started 01/24/2019 - 5 Hours Per Month/0 Hours During Securities Trading - Restaurant - 25% owner of Core Life Eatery.

Exams

• S66 Uniform Combined State Law Examination
  1999-03-25