Patrick Martin Thielen

Current Employers

Employment History

• 10/1996 → Present
  Financial Decisions Group
  Sun Prairie, WI
• 01/2006 → Present
  Thielen Financial Services Inc
  Sun Prairie, WI
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Sun Prairie, WI
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Sun Prairie, WI

Previous Registrations

• 2016-09-30 → 2018-11-02
  Signator Investors, Inc.
  Rochester, MN
  Sun Prairie, WI

Other Businesses

1) FORTUNAIRE FOUNDATION POSITION: Board Member NATURE: I'm a board member of this non-profit charitable foundation. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1990 ADDRESS: 4840 N. River Blvd. NE, 100, Cedar Rapids IA 52411, United States DESCRIPTION: I'm a board member of this non-profit charitable foundation. 2) RACE BANNON BAND POSITION: Drummer NATURE: Musical Band member. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: N8040 Clear Water Dr, New Lisbon WI 53950, United States DESCRIPTION: I'm the Drummer in the Race Bannon Band. 3) THIELEN FINANCIAL SERVICES POSITION: President NATURE: This is the name of my S corp. It is used for bookkeeping/tax purposes only. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 01/01/1999 ADDRESS: 240 Wisconsin Dells Pkwy S., P.O. Box 269, Wisconsin Dells WI 53965, United States DESCRIPTION: Thielen Financial Services, Inc is not used in any of my business identification to the public. It is used only for business bookkeeping/taxes purposes. 4) PATRICK THIELEN POSITION: POA NATURE: POA for Bernadine Thielen - Mother INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2002 ADDRESS: N8040 Clear Water Dr., New Lisbon WI 53950, United States DESCRIPTION: POA on Mother 5) FINANCIAL DECISIONS GROUP - FIXED POSITION: Representative NATURE: DBA for fixed insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2002 ADDRESS: 2560 E. Main St, Reedsburg WI 53959, United States DESCRIPTION: Sales and service of fixed insurance products. 6) FINANCIAL DECISIONS GROUP - SECURITIES POSITION: Investment Advisor Representative NATURE: DBA for securities business INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2002 ADDRESS: 2560 E. Main St, Reedsburg WI 53959, United States DESCRIPTION: Securities sales and servicing.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-29
• S63 Uniform Securities Agent State Law Examination
  1993-05-21