Christopher J Collins

Current Employers

Employment History

• 09/2011 → 02/2021
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Lake Forest, IL
• 10/2011 → 02/2021
  Bank Of America, N.A.
  Lake Forest, IL
• 02/2021 → Present
  Rbc Capital Markets, Llc
  Chicago, IL
• 04/2021 → Present
  City National Bank
  Chicago, IL

Previous Registrations

• 2011-09-26 → 2021-02-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lake Forest, IL
• 2002-07-19 → 2010-08-04
  Oak Ridge Investments, Llc
  Chicago, IL

Other Businesses

(1) NAME OF ENTITY: Chris Collins Investment Property; ADDRESS: 3916 N Seeley Ave Chicago IL 60618; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Investment Property; CAPACITY: Owner/Active; START DATE: 06/01/1998; DUTIES: Manage rental agents, arrange for maintenance, correspond with tenants; HOURS DEVOTED PER MONTH: 01hr/mnth; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None; (2) For profit or not for profit: Non-Profit Organization Name of outside business organization: CMS Foundation Investment related: N Address of business: Naperville, Illinois 60540 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 2/12/2018 Number of hours devoted: 18 hour(s) Annually Number of hours devoted during trading hours: 10 Duties: Board member: Generate ideas to aid annual fundraiser. Goal of board and fundraiser is singular : to provide funding to High School seniors who lack the funding to attend college. (3) For profit or not for profit: Non-Profit Organization Name of outside business organization: McKinlock Post 264 BSA Troop 48 Investment related: N Address of business: Lake Forest, Illinois 60045 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 8/1/2018 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Committee Chair of Boy Scout Troop 48. I manage the Troop's leadership and run meetings monthly. I also help recruit talent and parents in supporting the Troop, including fundraising, community activities and shepherding youth through the program. (4) NAME OF ENTITY Lake Forest Troop 48 ADDRESS 801 N McKinley Rd Lake Forest IL 60045 NOT INVESTMENT RELATED BUSINESS DESCRIPTION Boy Scout Troop Committee Chair Manages Members CAPACITY Committee/Council Member not associated with the Board of Directors START DATE 08/01/2017 DUTIES I meet and manage incoming parents and the families of Scouts. I also manage the calendar, meeting calendar and activities for the Adult group HOURS DEVOTED PER MONTH 02 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH 00 (5) NAME OF ENTITY: Fueling the Minds of the Future Program, managed by CMS Foundation; ADDRESS: PO Box 648 Naperville, IL 60566; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Program to raise funds for college-bound underprivileged children; CAPACITY: Committee/Council Member (not associated with the Board of Directors); I am a member of a group which is considered the Board of FTM that is associated with the Graham family. They formed this Program to offer scholarships to college-bound kids with an inability to afford it. FTM is managed by CMS Foundation which is a professional firm that manages fundraising for Non-for Profit Programs such as FTM; START DATE: 03/01/2012; DUTIES: I meet several times per year to plan the annual event. I interview students that have cleared minimal criteria; HOURS DEVOTED PER MONTH: Less than 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-11-15
• S63 Uniform Securities Agent State Law Examination
  1993-05-11

Other Names

• Christopher John Collins
• Chris Collins