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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-05-01 |
| OK | RA | APPROVED | 2025-04-28 |
| TX | RA | APPROVED_RES | 2025-04-26 |
| PA | RA | APPROVED | 2025-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | New York | NY | 01/2010 | 05/2018 |
| New York Life Insurance Company | Stratford | CT | 05/2018 | 02/2023 |
| Nylife Securities Llc | Stratford | CT | 05/2018 | 02/2023 |
| New York Life Insurance Company | Los Angeles | CA | 08/2016 | 05/2018 |
| Eagle Strategies Llc | Stratford | CT | 05/2019 | 02/2023 |
| Equity Services Inc | Montpelier | VT | 03/2023 | 03/2025 |
| National Life Group | Media | PA | 01/2023 | 03/2025 |
| Thrivent Financial | Appleton | WI | 03/2025 | Present |
| Thrivent Investment Management Inc | Lititz | PA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-25 |
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