Anthony Frank Gioco

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 09/2020
  Td Ameritrade
  Houston, TX
• 09/2020 → Present
  Raymond James & Associates
  Houston, TX

Previous Registrations

• 2009-05-06 → 2020-09-26
  Td Ameritrade, Inc.
  Houston, TX
• 2009-05-06 → 2020-09-26
  Td Ameritrade Investment Management, Llc
  Houston, TX
• 2006-11-17 → 2009-01-27
  Charles Schwab & Co., Inc.
  Houston, TX
• 2005-10-19 → 2007-04-17
  Lexington Asset Management, Inc.
  Houston, TX
• 2005-10-19 → 2007-04-10
  Lexington Financial Advisors, Inc.
  Houston, TX
• 2001-01-10 → 2005-05-31
  Strategic Advisers Llc
  Scottsdale, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-01
• S63 Uniform Securities Agent State Law Examination
  1993-05-28

Designations

• Chartered Financial Analyst

Other Names

• Anthony Frank Gioco
• Anthony Frank Gloco