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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-02-26 |
| VA | RA | APPROVED | 2022-01-30 |
Branch Locations
7401 Wisconsin Ave Suite 100, Bethesda, MD 20814-3400 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottsdale Securities, Inc. | Fairfax | VA | 02/1994 | 02/2018 |
| Td Ameritrade, Inc. | Ashburn | VA | 02/2018 | 12/2022 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 12/2022 |
| Charles Schwab & Co., Inc. | Bethesda | MD | 01/2022 | Present |
| Td Ameritrade, Inc. | Leesburg | VA | 02/2018 | 06/2024 |
| Charles Schwab Bank, Ssb | Bethesda | MD | 11/2023 | Present |
Denis and Susan McGroddy|Investment Related:No|408 N Thomas St. ;Arlington;VA;22203;USA|Real Estate (Non-Agent/Broker)|Owner|2005-05-05|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Owner rental property Denis McGrody and Susan McGroddy|Investment Related:No| 21780 LADYSLIPPER CT ASHBURN VA 2017;Ashburn;VA;20147;USA|Real Estate (Non-Agent/Broker)|Owner|2005-03-03|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0.000000|Owner 1 rental property:- 21780 LADYSLIPPER CT ASHBURN VA 2017
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-01 |
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