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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-12 |
| CT | RA | APPROVED | 2019-09-06 |
| TX | RA | APPROVED | 2019-09-05 |
| CO | RA | APPROVED | 2016-06-22 |
Branch Locations
14143 Denver West Pkwy Ste 450, Golden, CO 80401 • United States
Naples, FL • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-03 |
| CO | RA | APPROVED | 2021-04-05 |
Branch Locations
14143 Denver West Pkwy Ste 450, Golden, CO 80401 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Golden | CO | 02/2016 | Present |
| Western Wealth Management Llc | Golden | CO | 02/2016 | Present |
1. 2/19/2016 - Western Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month/8 Hours During Securities Trading - 100% TIME SPENT. 2. 2/19/2016 - Blanchard Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month/8 Hours During Securities Trading - 100% TIME SPENT. 3. 2/25/2016 - Western Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 160 Hours Per Month/8 Hours During Securities Trading - 100% TIME SPENT. 4. 6/28/2017 - Western Wealth Management, LLC - DBA: Blanchard Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 02/15/2016 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 12/14/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 12/01/2017 - 1 Hour Per Month/1 Hour During Securities Trading - Life, Health, Disability, Long-term Care, Fixed Annuities. 6. 12/12/2019 - ESB2 LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/15/2016 - 1 Hour Per Month/0 Hours During Securities Trading 7. 06/06/2023 - ESB2 FL LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 05/01/2023 - 2 Hours Per Month/ 0 Hours During Securities Trading 8. 04/01/2025 - Western Wealth Management LLC - Registered Investment Advisor DBA - Investment related - At Reported Business Location(s) - Start Date: 03/07/2025 - 40 Hours Per Month/ 40 Hours During Securities Trading 9. 04/03/2025 - JSW GLOBAL CAPITAL GROUP - Registered Investment Advisor Hybrid - Investment related - At Reported Business Location(s) - Start Date: 01/01/2025 - 5 Hours Per Month/ 1 Hours During Securities Trading. I provide investment advisory services through JSW GLOBAL CAPITAL GROUP, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10. 04/01/2025 - JSW GLOBAL CAPITAL GROUP - Registered Investment Advisor DBA - Investment related - At Reported Business Location(s) - Start Date: 01/01/2025 - 260 Hours Per Month/ 1 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-28 |
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