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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-06 |
| FL | RA | APPROVED | 2009-02-25 |
Branch Locations
1 Independent Dr 24Th Fl, Jacksonville, FL 32202 • United States
1540 Cornerstone Blvd Stes 110 & 210, Daytona Beach, FL 32117 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Jacksonville | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Jacksonville | FL | 11/2016 | Present |
DEBORAH JEAN FOUNDATION; NOT INV RELATED; ST. JOHNS, FL; CONTRIBUTOR; START 1/1/2022; ZERO HOURS PER MONTH; ZERO HOURS DURING TRADING; DONATING MONEY TO DIFFERENT CHARITIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-05 |
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