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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-06-26 |
| SC | RA | APPROVED | 2025-09-10 |
| MO | RA | APPROVED | 2025-01-15 |
| VI | RA | APPROVED | 2025-01-02 |
| OK | RA | APPROVED | 2024-07-08 |
| WY | RA | APPROVED | 2024-01-04 |
| DE | RA | APPROVED | 2023-10-26 |
| OH | RA | APPROVED | 2023-08-23 |
| NJ | RA | APPROVED | 2023-07-06 |
| NM | RA | APPROVED | 2022-11-22 |
| PA | RA | APPROVED | 2021-12-06 |
| ND | RA | APPROVED | 2021-05-10 |
| NY | RA | APPROVED | 2021-04-16 |
| KS | RA | APPROVED | 2020-09-25 |
| MT | RA | APPROVED | 2020-02-28 |
| CO | RA | APPROVED | 2020-02-13 |
| TX | RA | APPROVED_RES | 2019-05-31 |
| WA | RA | APPROVED | 2019-03-28 |
| AZ | RA | APPROVED | 2019-01-29 |
| WI | RA | APPROVED | 2019-01-08 |
| OR | RA | APPROVED | 2018-08-17 |
| FL | RA | APPROVED | 2018-07-23 |
| IL | RA | APPROVED | 2018-06-26 |
| AK | RA | APPROVED | 2018-06-12 |
| NC | RA | APPROVED | 2018-03-07 |
| IN | RA | APPROVED | 2018-01-31 |
| MN | RA | APPROVED | 2017-08-30 |
| SD | RA | APPROVED | 2017-07-09 |
| UT | RA | APPROVED | 2017-03-01 |
| KY | RA | APPROVED | 2017-02-09 |
| MD | RA | APPROVED | 2016-09-26 |
| NV | RA | APPROVED | 2015-01-02 |
| CA | RA | APPROVED | 2014-02-05 |
| HI | RA | APPROVED | 2013-08-08 |
Branch Locations
500 Ala Moana Blvd Suite 3-400, Honolulu, HI 96813 • United States
9336 E Raintree Drive Suite 110, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | Honolulu | HI | 01/2010 | Present |
| Park Avenue Securities | Honolulu | HI | 02/2010 | Present |
| Guardian Life Insurance Company | Paradise Valley | AZ | 06/2024 | 12/2025 |
| Park Avenue Securities | Paradise Valley | AZ | 06/2024 | 12/2025 |
| Guardian Life Insurance Company | Scottsdale | AZ | 12/2025 | Present |
| Park Avenue Securities | Scottsdale | AZ | 12/2025 | Present |
1) Liberty ID-Help protect clients from Identity Theft and provide a support system that helps regain their identity through the proper channels efficiently. Start: 04/27/2017, Address: 100 Fillmore St. Ste. 500 Denver, CO 80206, 1 total hour per month, 1 during securities trading hours, Less than 10% annual compensation, Not investment related, 2. Ownership in a bookkeeping firm-Ownership share in a bookkeeping firm. Strictly an owner and not an employee., Start: 08/01/2018, Address: 5055 West Hacienda Avenue Unit 1198 Las Vegas NV 89118, 2 total hours per month, 0 during securities trading hours, No annual compensation, Not investment related, 3. Minority Ownership in a construction company-Tradewinds Cooling LLC, Start: 09/01/2019, Address: 94-1388 Moaniani St. Ste. 408 Waipahu HI 96797, 3 total hours per month, 0 during securities trading hours, Less than 10% annual compensation, Not investment related, 4. WestPac Wealth Partners LLC-I have ownership in the LLC that is our general agency as part of being a General Agent., Start: 12/01/2019, Address: 7047 E Greenway Pkwy #460, Scottsdale, AZ, 85254, 1 total business hour per month, 0 during securities trading hours, Less than 10% annual compensation, Investment related, 5) Zvezdasi LLC-Ownership in Real Estate Property, Start: 10/06/2020, Address: 1645 Village Center Circle #170 Las Vegas, NV, 89134, 0 total hours per month, No annual compensation, Investment related, 6) Delije LLC, Part Owner, Start: 02/01/2024, Address: One Summerlin1980 Festival Plaza Drive, Suite 900Las Vegas, NV 89135-2658, 0 total hours per month, No annual compensation, Not investment related, 7) Heralthbridge Ventures LLC-owner, Nature of Business: Assisting foreign national in establishing business operations in US, Start date: 06/01/2025, Address: 9336 East Raintree Drive Building J, Suite 110 Scottsdale, AZ 85260, Duties: Assisting foreign nationals in establishing business operations in the US. 0 total hours per month; Not investment related, 8) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance sales, Start date: 09/01/2025, Address: 9336 East Raintree Drive Building J, Suite 110 Scottsdale, AZ 85260, Duties: Insurance other than Guardian 1 total hours per month; 1 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-14 |
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