Daniel Anthony Koenig

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 01/2018
  Pruco Securities, Llc
  Houston, TX
• 03/2016 → 01/2018
  The Prudential Insurance Company Of America
  Houston, TX
• 02/2018 → Present
  Fisher Investments
  Camas, WA

Previous Registrations

• 2000-09-01 → 2002-10-01
  Ws Griffith Securities, Inc.
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-02-02
• S63 Uniform Securities Agent State Law Examination
  2007-08-20

Other Names

• Dan Koenig
• Daniel Anthony Koenig
• Daniel Keonig
• Daniel Anthony Keonig