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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2010-11-16 |
| TX | RA | APPROVED_RES | 2010-11-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Orlando | FL | 11/2010 | Present |
| Bank Of America,Na | Orlando | FL | 11/2010 | Present |
I*1747290, Entity Type:Entity Charitable, Name of OBA:St. James Cathedral Catholic School Address: Orlando, FL 32803 Investment Related:No Position, Title, Association:Committee Employee Start Date:07/01/2024 No Hours: No Hours during trading: Duties:Budget review and suggestions - making sure budgets are properly allocated; management of any surpluses; tuition amounts relative to budget.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-06 |
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