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Michael K Heaney

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Antonio, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-08
MO RA APPROVED 2016-11-21
  • TX RA
    APPROVED
    Since 2021-03-08
  • MO RA
    APPROVED
    Since 2016-11-21

Branch Locations

1803 Broadway St, San Antonio, TX 78215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Louis MO 09/2016 Present
Bank Of America, N.A. Saint Louis MO 09/2016 Present
The Private Bank St. Louis MO 12/2014 09/2016
Previous Registrations
  • 2007-09-13 → 2009-11-05
    Wells Fargo Investments, Llc
    Saint Louis, MO
  • 2006-09-27 → 2007-04-03
    J.P. Morgan Securities Inc.
    Clayton, MO
  • 2006-04-17 → 2006-09-27
    Banc One Securities Corporation
    Chicago, IL
    Clayton, MO
  • 2004-01-02 → 2005-01-24
    Banc Of America Investment Services, Inc.
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-18
S65 Uniform Investment Adviser Law Examination 1994-10-18
S63 Uniform Securities Agent State Law Examination 1993-06-02
  • S66 Uniform Combined State Law Examination
    2016-11-18
  • S65 Uniform Investment Adviser Law Examination
    1994-10-18
  • S63 Uniform Securities Agent State Law Examination
    1993-06-02
Other Names
  • Michael K Heaney
  • Michael Kenton Heaney

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX
ULRICH INVESTMENT CONSULTANTS · San Antonio, TX

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