James Edward Hromadka

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2026-08-12
MD	RA	APPROVED	2025-11-19
VA	RA	APPROVED	2025-10-23
LA	RA	APPROVED	2023-12-15
CA	RA	APPROVED	2023-06-05
WA	RA	APPROVED	2021-11-10
AR	RA	APPROVED	2021-02-01
NC	RA	APPROVED	2020-11-24
TX	RA	APPROVED	2018-07-09

SC RA
APPROVED

Since 2026-08-12
MD RA
APPROVED

Since 2025-11-19
VA RA
APPROVED

Since 2025-10-23
LA RA
APPROVED

Since 2023-12-15
CA RA
APPROVED

Since 2023-06-05
WA RA
APPROVED

Since 2021-11-10
AR RA
APPROVED

Since 2021-02-01
NC RA
APPROVED

Since 2020-11-24
TX RA
APPROVED

Since 2018-07-09

Branch Locations

2777 Allen Parkway Rp-01, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Frank Financial Services	Anahuac	TX	08/2005	07/2018
H.D Vest Investment Services	Anahuac	TX	08/2005	07/2018
H.D Vest Advisory Services	Jacinto City	TX	02/2006	07/2018
Lone Star College	Houston	TX	08/2013	07/2018
San Jacinto College	Houston	TX	01/2009	06/2018
Valic Financial Advisors, Inc.	Houstson	TX	07/2018	Present
Agia	Houston	TX	12/2022	Present

08/2005 → 07/2018

Frank Financial Services

Anahuac, TX
08/2005 → 07/2018

H.D Vest Investment Services

Anahuac, TX
02/2006 → 07/2018

H.D Vest Advisory Services

Jacinto City, TX
08/2013 → 07/2018

Lone Star College

Houston, TX
01/2009 → 06/2018

San Jacinto College

Houston, TX
07/2018 → Present

Valic Financial Advisors, Inc.

Houstson, TX
12/2022 → Present

Agia

Houston, TX

Previous Registrations

2006-02-10 → 2018-07-20

Avantax Advisory Services

Houston, TX

Other Businesses

THSS POSITION: President NATURE: Outdoor activities club, president INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2021 ADDRESS: PO Box 151, Columbus TX 78934, United States DESCRIPTION: Serve as president. Attend monthly meetings to conduct business of club. Maintain websites of the organization. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products THSS POSITION: Vice President NATURE: Outdoor activities club INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2023 ADDRESS: PO Box 151, Columbus TX 78934, United States DESCRIPTION: Attend monthly meetings to conduct business of club. Maintain websites of the organization. THSS POSITION: Director NATURE: Outdoor activities club INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2023 ADDRESS: PO Box 151, Columbus TX 78934, United States DESCRIPTION: Attend monthly meetings to conduct business of club. Maintain websites of the organization.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-01-25
S63	Uniform Securities Agent State Law Examination	2005-11-21

S66 Uniform Combined State Law Examination

2006-01-25
S63 Uniform Securities Agent State Law Examination

2005-11-21

Designations

Certified Financial Planner

Other Names

James Edward Hromadka
James Hromadka

View on SEC IAPD