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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-03-25
  • FL RA
    APPROVED
    Since 2017-03-25

Branch Locations

8151 Peters Road Suite 1700, Plantation, FL 33324 • United States

Miramar, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Miami FL 01/1993 03/2017
Massachusetts Mutual Life Insurance Company Plantation FL 07/2016 Present
Mml Investors Services, Llc Plantation FL 03/2017 Present
  • 01/1993 → 03/2017
    Metlife Securities Inc.
    Miami, FL
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Plantation, FL
  • 03/2017 → Present
    Plantation, FL
Previous Registrations
  • 1993-05-06 → 2017-03-25
    Msi Financial Services, Inc.
    Plantation, FL
    Plantation, FL
Other Businesses

(1)NAME: RENTAL PROPERTY INV REL: Y ADDR: 2031 NW 96 TERRACE UNIT 11L PEMBROKE PINES FL 33024 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 12/2009 NO/HRS: 1 NO/HRS DUR TRADING: 1. (2)NAME: RENTAL PROPERTY INV REL: Y ADDR: 4901 SW 153RD AVE DAVIE FL 33331 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 05/2018 NO/HRS: 1 NO/HRS DUR TRADING: 1. (3)NAME: MAOHONG LI INV REL: Y ADDR: 8151 PETERS ROAD, SUITE 1700, PLANTATION, FL 33324 NATURE: INDIVIDUAL LIFE, PROPERTY & CASUALTY, HEALTH POSITION: AGENT START: 5/1993 NO/HRS: 10 NO/HRS DUR TRADING: 5. (4)NAME: CHARLES RUTENBERG REALTY INV REL: Y ADDR: 2201 PROSPECT RD #200 FORT LAUDERDALE FL 33309 NATURE: REALTOR/REAL ESTATE POSITION: AGENT START: 02/2013 NO/HRS: 1 NO/HRS DUR TRADING: 1. (5)NAME: MAOHONG LI INV REL: N ADDR: 8151 PETERS ROAD, SUITE 1700, PLANTATION, FL 33324 NATURE: NOTARY POSITION: NOTARY START: 12/1993 NO/HRS: 3 NO/HRS DUR TRADING: 1.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-12-29
  • S63 Uniform Securities Agent State Law Examination
    2001-12-29
Designations

View on SEC IAPD

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