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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
445 Broadhollow Road Suite 405, Melville, NY 11747 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | North Babylon | NY | 02/2016 | 11/2022 |
| Citigroup | Smithtown | NY | 11/2022 | 04/2024 |
| The Prudential Insurance Company Of America | Riverhead | NY | 06/2024 | Present |
| Pruco Securities Llc | Riverhead | NY | 06/2024 | 11/2024 |
| Lpl Enterprise, Llc | Forest Hills | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-07 |
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