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Scott Andrew Valentine

LPl Enterprise, LLC

Melville, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

445 Broadhollow Road Suite 405, Melville, NY 11747 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc North Babylon NY 02/2016 11/2022
Citigroup Smithtown NY 11/2022 04/2024
The Prudential Insurance Company Of America Riverhead NY 06/2024 Present
Pruco Securities Llc Riverhead NY 06/2024 11/2024
Lpl Enterprise, Llc Forest Hills NY 11/2024 Present
  • 02/2016 → 11/2022
    North Babylon, NY
  • 11/2022 → 04/2024
    Citigroup
    Smithtown, NY
  • 06/2024 → Present
    The Prudential Insurance Company Of America
    Riverhead, NY
  • 06/2024 → 11/2024
    Riverhead, NY
  • 11/2024 → Present
    Forest Hills, NY
Previous Registrations
  • 2024-06-20 → 2024-11-14
    Riverhead, NY
    Forest Hills, NY
  • 2022-11-15 → 2024-04-18
    Bayshore, NY
    Smithtown, NY
    Port Jefferson, NY
    Bay Shore, NY
    Holbrook, NY
    East Farmingdale, NY
    Farmingdale, NY
  • 2016-02-19 → 2022-12-02
    Franklin Square, NY
    Hauppauge, NY
    Woodbury, NY
    East Northport, NY
    Commack, NY
    Huntington Station, NY
    Hauppauge, NY
    Islandia, NY
    Shirley, NY
    Ronkonkoma, NY
    Ronkonkoma, NY
    North Babylon, NY
    Shirley, NY
    Islandia, NY
    Hicksville, NY
    Hicksville, NY
    Westbury, NY
    Deer Park, NY
    Wyandanch, NY
    West Babylon, NY
    Deer Park, NY
  • 2015-01-28 → 2016-02-22
    Capital One Advisors, Llc
    Seattle, WA
  • 2014-04-07 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
    Southampton, NY
  • 2010-11-17 → 2014-03-31
    Msi Financial Services, Inc.
    New York, NY
    New York, NY
  • 2006-10-06 → 2010-10-27
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-07
  • S66 Uniform Combined State Law Examination
    2003-11-07
Other Names
  • Scott Andrew Valentine
  • Scott Valentine

View on SEC IAPD

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