Ross Edward Rettenmier

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Everett, WA

Previous Registrations

• 2005-10-31 → 2023-09-01
  Osaic Services, Inc.
  Everett, WA
• 2000-08-09 → 2005-10-31
  Sentra Securities Corporation
  Everett, WA

Other Businesses

1) HOUSING HOPE; OTHER; INVESTMENT REL NO; 3209 COLBY STE 106, EVERETT, WA 98201; HRS 6; SEC HRS 4; RESOURCE DEVELOP COUNCIL & PLANNED GIVING COMM MEMBER. PROVIDE RECOMMENDATIONS TO BOARD FOR IMPLEM OF FUNDRAISING & PLANNED GIVING ACTIVITIES. 2) NORTHSHORE CHRISTIAN CHURCH AND ACADEMY; NO; EVERETT WA; CHURCH & SCHOOL FOR K-8; FINANCE COMMITTEE MEMBER. 3) SAGEPOINT FINANCIAL; YES; EVERETT WA; ADVISOR REP; YES; 7/00; ADVISE CLIENTS ON ASSET ALLOCATION AND INVESTMENT DECISIONS. 4) EVERTRUST FOUNDATION; BOARD MEMBER; PO BOX 1245, EVERETT, WA, 98206; INVESTMENT RELATED; HOURS 1; SECURITY HOURS 1; 07/09/2012; BOARD MEMBER ACTIVITIES INCLUDE REVIEWING FOUNDATION GRANT REQUESTS AND VOTING ON SAME, REVIEWING INVESTMENT RESULTS AS A GROUP (OUTSIDE MANAGEMENT/ADVISOR IS D.A. DAVIDSON). 5) BLUE AND GOLD, INC; BOARD MEMBER; PO BOX 1194, EVERETT, WA, 98206; NOT INVESTMENT RELATED; HOURS 1/2 HR PER MONTH; NEW status as board member emeritus has me in a very limited role. Blue & Gold is a PROVIDER OF FIN ASSIST TO NEEDY HIGH SCHOOL STUDENTS. BOARD PRES FROM 1990 TO 2010. AS PAST PRESIDENT I SOMETIMES MEET WITH CURRENT PRESIDENT OR OTHER BOARD OFFICERS OR BOARD MEMBERS. I MAY OCCASIONALY MEET WITH DONORS/PROMOTE ORGANIZATION WITH DISCLOSURE THAT IT IS SEPARATE FROM MY SECURITIES / ADVISORY ACTIVITIES. NO CHECK WRITING. 6) RETTENMIER FINANCIAL, INC. POSITION: President NATURE: Rettenmier Financial, Inc. the business name for tax purposes. It is an 1120S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 140 START DATE: 07/01/2015 ADDRESS: 3209 Colby Ave., Ste 106, Everett WA 98201, United States DESCRIPTION: I am a W2 employee of this entity. 7) RETTENMIER FINANCIAL, INC. POSITION: Referring agent NATURE: I am referring clients to a provider of long-term care insurance and will be receiving 1099 MISC compensation. It will be case by case and not an advertised business activity.I will be getting licensed with the carriers so that I will be paid by the carrier. I am licensed in LTC in the state of Washington and don't intend to go outside of this state. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/03/2021 ADDRESS: 3209 Colby Avenue, Suite 106, Everett WA 98201, United States DESCRIPTION: Refer potential LTC candidates to an agent. Wil share commission. 8) ROSS RETTENMIER POSITION: Owner / President NATURE: LLC (Sub S Corp) INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2015 ADDRESS: 3209 Colby Avenue, Suite 106, Everett WA 98201, United States DESCRIPTION: Traditional life insurance products

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-27
• S63 Uniform Securities Agent State Law Examination
  1993-12-30