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Current Employers
Jeffrey Matthews Wealth Management, Llc

30B Vreeland Road Suite 210, Florham Park, NJ 07932 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-03-08
  • AL RA
    APPROVED
    Since 2021-03-08

Branch Locations

30B Vreeland Road Suite 210, Florham Park, NJ 07932 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc. Foley AL 10/2013 03/2021
Bb&T Securities, Llc Gulf Shores AL 01/2018 03/2021
Truist Investment Services, Inc. Gulf Shores AL 02/2021 03/2021
Truist Advisory Services, Inc. Atlanta GA 02/2021 03/2021
Jeffrey Matthews Financial Group, Llc Florham Park NJ 03/2021 Present
  • 10/2013 → 03/2021
    Bb&T Investment Services, Inc.
    Foley, AL
  • 01/2018 → 03/2021
    Bb&T Securities, Llc
    Gulf Shores, AL
  • 02/2021 → 03/2021
    Truist Investment Services, Inc.
    Gulf Shores, AL
  • 02/2021 → 03/2021
    Atlanta, GA
  • 03/2021 → Present
    Jeffrey Matthews Financial Group, Llc
    Florham Park, NJ
Previous Registrations
  • 2021-02-17 → 2021-03-08
    Atlanta, GA
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Foley, AL
    Gulf Shores, AL
    Birmingham, AL
    Duluth, GA
    Fairhope, AL
    Richmond, VA
  • 2013-10-22 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Foley, AL
    Homewood, AL
    Gulf Shores, AL
  • 2009-08-12 → 2013-10-23
    Waddell & Reed
    Tallahassee, FL
    Mobile, AL
  • 2006-02-03 → 2009-07-08
    Newton, AL
    Winter Garden, FL
    Daphne, AL
    Spanish Fort, AL
    Foley, AL
    Fairhope, AL
    Loxley, AL
    Birmingham, AL
    Daphne, AL
    Bay Minnette, AL
Other Businesses

I am a Dually Registered Representative with Jeffrey Matthews Financial Group, LLC and Investment Advisory Representative with Jeffrey Matthews Wealth Management, LLC. I am a licensed Insurance Agent.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-19
S63 Uniform Securities Agent State Law Examination 1995-03-08
  • S65 Uniform Investment Adviser Law Examination
    2005-12-19
  • S63 Uniform Securities Agent State Law Examination
    1995-03-08
Other Names
  • Cliff Fraley
  • William Fraley
  • William Fraley-Jr

View on SEC IAPD

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