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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Frostburg | MD | 11/2002 | Present |
(1) 08/16/2013 - NOTARY - NOTARIZE DOCUMENTS FOR EXISTING CLIENTS AS NEEDED. DO NOT CHARGE A FEE. - 1% OF TIME SPENT - FROSTBURG, MD (2) 11/24/2021 - Julie M Baker CPA LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 01/01/2022 - 120 Hours Per Month/4 Hours During Securities Trading - CPA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-11 |
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