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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2024-10-14 |
| NY | RA | APPROVED | 2024-10-10 |
Branch Locations
Lakewood Ranch, FL • United States
1605 Main St 12Th & 14Th Fls, Sarasota, FL 34236 • United States
2500 Westchester Ave Stes 201 & 203, Purchase, NY 10577 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Purchase | NY | 07/2016 | 08/2021 |
| Janney Montgomery Scott Llc | Sarasota | FL | 08/2021 | 10/2024 |
| Wells Fargo Clearing Services, Llc | Sarasota | FL | 10/2024 | Present |
POWER OF ATTORNEY FOR MOTHER; INV RELATED; NEW YORK,NY; POA; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-01 |
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