Laura Gates

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 06/2018
  Morgan Stanley Smith Barney Llc
  Little Rock, AR
• 12/2015 → 04/2017
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 06/2018 → 12/2018
  Jackson National Life Distributors Llc
  Denver, CO
• 12/2018 → 12/2020
  Jackson National Life Distributors Llc
  Franklin, TN
• 03/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jonesboro, AR
• 04/2021 → Present
  Bank Of America, N.A.
  Jonesboro, AR

Previous Registrations

• 2015-11-25 → 2018-06-14
  Morgan Stanley
  Little Rock, AR
  Little Rock, AR
  Little Rock, AR

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-04-02
• S66 Uniform Combined State Law Examination
  2015-11-25
• S63 Uniform Securities Agent State Law Examination
  2000-03-16

Other Names

• Laura Jo Gates
• Laura J Gates