Gregory William Aloisio

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-16
TX	RA	APPROVED_RES	2021-02-03

NY RA
APPROVED

Since 2021-04-16
TX RA
APPROVED_RES

Since 2021-02-03

Branch Locations

200 Broadhollow Rd Ste 302, Melville, NY 11747 • United States

Bayville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Melville	NY	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Melville	NY	11/2016	12/2016
Ameriprise Financial Services, Inc.	Melville	NY	12/2016	03/2020
Ameriprise Financial Services, Llc	Melville	NY	03/2020	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Melville, NY
11/2016 → 12/2016

Wells Fargo Clearing Services, Llc

Melville, NY
12/2016 → 03/2020

Ameriprise Financial Services, Inc.

Melville, NY
03/2020 → Present

Ameriprise Financial Services, Llc

Melville, NY

Other Businesses

Other Business Activities; Author of self published book; Wrote a book on equipment used during World War 2. Volume 2 (second book); 88 Godfrey Avenue, , Bayville, NY, 11709; Not Investment-Related; 03/15/2020; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-08-11
S63	Uniform Securities Agent State Law Examination	1993-05-11

S65 Uniform Investment Adviser Law Examination

1993-08-11
S63 Uniform Securities Agent State Law Examination

1993-05-11