Carlo John Licata

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-10-12
TX	RA	APPROVED_RES	2021-01-21
IL	RA	APPROVED	2010-07-21

NC RA
APPROVED

Since 2022-10-12
TX RA
APPROVED_RES

Since 2021-01-21
IL RA
APPROVED

Since 2010-07-21

Branch Locations

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Charlotte	NC	07/2010	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

07/2010 → Present

Morgan Stanley Smith Barney Llc

Charlotte, NC
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2010-01-22 → 2010-07-08

Jesup & Lamont Securities Corp

Chicago, IL
2007-08-01 → 2010-02-11

B. C. Ziegler And Company

Chicago, IL

Other Businesses

1. MID AMERICA CLUB; CHICAGO, IL; TREASURER; CHAIRMAN OF THE ASSOCIATES BOARD; 6 HOURS PER MONTH OUTSIDE NORMAL TRADING HOURS; 01/2009**

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-06

S66 Uniform Combined State Law Examination

2006-03-06

View on SEC IAPD

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