Michael Thomas Mills

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  San Diego Ciybtt Credit Union
  Vista, CA
• 10/2012 → Present
  Lpl Financial Llc
  Charlotte, NC

Previous Registrations

• 2009-12-08 → 2012-09-05
  U.S. Bancorp Investments, Inc.
  Laguna Beach, CA
  Lake Forest, CA
  Mission Viejo, CA
  Laguna Woods, CA
  Lake Forest, CA
  Lake Forest, CA
  Lake Forest, CA
  Lake Forest, CA
  Lake Forest, CA
  Mission Viejo, CA
  Ladera Ranch, CA
  Lake Forest, CA
• 2009-05-02 → 2009-12-02
  Chase Investment Services Corp.
  Escondido, CA
• 2008-12-11 → 2009-05-02
  Wamu Investments, Inc.
  Escondido, CA
  Escondido, CA
  Escondido, CA

Other Businesses

1. 10/17/2012 - DBA ONLY /SDCCU MEMBER INVESTMENT SERVICES / VISTA, CA 2. 01/08/2013: DBA ONLY / SDCCU INVESTMENT SERVICES / VISTA, CA

Exams

• S66 Uniform Combined State Law Examination
  2012-01-09
• S63 Uniform Securities Agent State Law Examination
  1993-05-04