Christopher Coppola

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  North Haven, CT
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  North Haven, CT

Previous Registrations

• 2005-06-23 → 2009-05-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New Haven, CT
  New Haven, CT
• 1998-07-14 → 2005-06-27
  A. G. Edwards & Sons, Inc.
  Hamden, CT

Other Businesses

Other Business Activities; Triple Bar C; Equine training; 66 Heritage DrBerlin ,Ct 06037, ,; ; 01/01/2015; 1 to 9 hours per month; 0 during trading hours / Economic Development commission; assist town of Berlin Ct with Econ Development; 240 Kensington Rd Berlin CT, ,; ; 03/07/2016; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-10
• S63 Uniform Securities Agent State Law Examination
  1993-04-27

Other Names

• Christopher Coppola Iii