Brad Fowler Baron

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets, Llc
  San Jose, CA
• 07/2017 → Present
  City National Bank
  San Jose, CA

Other Businesses

(1) VIA REHABILITATION; ADDRESS: 2851 PARK AVE SANTA CLARA, CA 95050; BUSINESS DESCRIPTION: NOT FOR PROFIT THAT PROVIDES SERVICES TO PEOPLE WITH DISABILITIES; NOT INVESTMENT RELATED; START DATE: 06/02/1997; CAPACITY: BOARD OF DIRECTORS; DUTIES: BOARD DUTIES, FINANCE COMMITTEE CHAIR; HOURS DEVOTED PER WEEK: 1.5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) FINANCIAL ADMINISTRATIVE SUPPORT SERVICES; ADDRESS: 2105 S BASCOM AVE SUITE 220 CAMPBELL, CA 95008; BUSINESS DESCRIPTION: ACCOUNTING SERVICES FOR NON PROFIT ORGANIZATIONS; NOT INVESTMENT RELATED; START DATE: 07/16/2012; CAPACITY: BOARD OF DIRECTORS; DUTIES: GOVERNANCE, CEO OVERSIGHT AND BUDGET APPROVAL; HOURS DEVOTED PER WEEK: LESS THAN 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) Name of Entity - Catholic Community Foundation Address - 777 N. 1st St. San Jose, CA 95112 Business Description - Religious Foundation that supports Catholic organizations within Santa Clara County Business is not investment related Projected Start Date: 06/01/2019 Capacity: Board of Directors * Duties Performed: Board & committee work Hours Devoted to this OBA Per Month: 1 Hour Hours Devoted to this OBA during business hours: 0 4) NAME OF ENTITY: The Health Trust ADDRESS: 3180 Newberry Dr #200 San Jose, CA 95118 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: 501(c)3 focused on the health of Silicon Valley CAPACITY: Board of Directors START DATE: 07/01/23 DUTIES: Board & committee meetings HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2007-06-29
• S63 Uniform Securities Agent State Law Examination
  1993-05-12