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Teresa Janette Brock

Voya Financial Advisors, Inc.

Stillwater, MN

Surprise, AZ

CRD 2334087

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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-09-25
  • OR RA
    APPROVED
    Since 2025-09-25

Branch Locations

Stillwater, MN • United States

Surprise, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Flexible Plan Investments Bloomfield Hills MI 06/2015 12/2016
Benjamin & Jerold Brokerage, Llc New York NY 04/2016 03/2017
Nerium International Addison TX 10/2013 03/2017
Axa Advisors, Llc New York NY 03/2017 12/2018
Cuso Financial Services, L.P. San Diego CA 08/2019 08/2025
Unemployed San Diego CA 12/2018 08/2019
Voya Financial Advisors, Inc (Vfa) Windsor CT 09/2025 Present
Voya Financial Partners, Llc Surprise AZ 09/2025 Present
Voya Investments Distributor, Llc Surprise AZ 09/2025 Present
  • 06/2015 → 12/2016
    Flexible Plan Investments
    Bloomfield Hills, MI
  • 04/2016 → 03/2017
    Benjamin & Jerold Brokerage, Llc
    New York, NY
  • 10/2013 → 03/2017
    Nerium International
    Addison, TX
  • 03/2017 → 12/2018
    Axa Advisors, Llc
    New York, NY
  • 08/2019 → 08/2025
    Cuso Financial Services, L.P.
    San Diego, CA
  • 12/2018 → 08/2019
    Unemployed
    San Diego, CA
  • 09/2025 → Present
    Voya Financial Advisors, Inc (Vfa)
    Windsor, CT
  • 09/2025 → Present
    Voya Financial Partners, Llc
    Surprise, AZ
  • 09/2025 → Present
    Voya Investments Distributor, Llc
    Surprise, AZ
Previous Registrations
  • 2019-08-13 → 2025-08-01
    Cuso Financial Services, L.P.
    San Diego, CA
    Fairborn, OH
    Salem, OR
  • 2020-02-25 → 2024-07-09
    Sorrento Pacific Financial, Llc
    San Diego, CA
  • 2017-05-11 → 2019-01-11
    Carlsbad, CA
    San Diego, CA
  • 2010-02-18 → 2011-03-07
    Carlsbad, CA
  • 2007-01-24 → 2007-08-30
    Nexcore Financial Services, Incorporated
    San Diego, CA
  • 1997-06-20 → 2005-08-10
    Evergreen, CO
Other Businesses

DAUGHTERS OF THE AMERICAN REVOLUTION POSITION: Recording Secretary-Rancho Buena Vista Chapter NATURE: Recording the minutes of each members meetings, board meetings, and other events regarding Chapter business INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 212 W Masion Rd, San Marcos CA 92069, United States DESCRIPTION: Recording Duties (see Attached)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-05-26
S63 Uniform Securities Agent State Law Examination 1993-04-23
  • S65 Uniform Investment Adviser Law Examination
    1993-05-26
  • S63 Uniform Securities Agent State Law Examination
    1993-04-23
Other Names
  • Teresa Janette Gaber
  • Teresa Janette King
  • Teresa Janette Brock
  • Janette Brock
  • T. Janette Brock

View on SEC IAPD

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