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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-03-05
TX RA APPROVED 2017-06-12
  • IA RA
    APPROVED
    Since 2026-03-05
  • TX RA
    APPROVED
    Since 2017-06-12

Branch Locations

5407 Victoria Ave, Davenport, IA 52807 • United States

8115 Preston Rd Ste 300, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Dallas TX 11/2009 11/2016
Wells Fargo Clearing Services, Llc Dallas TX 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-12
S65 Uniform Investment Adviser Law Examination 1999-12-14
S63 Uniform Securities Agent State Law Examination 1999-10-15
  • S66 Uniform Combined State Law Examination
    2017-06-12
  • S65 Uniform Investment Adviser Law Examination
    1999-12-14
  • S63 Uniform Securities Agent State Law Examination
    1999-10-15
Other Names
  • Randi Patricia Trocchia
  • Randi Patricia Mccann
  • Randi P. Mccann
  • Randi Patricia Trocchia

View on SEC IAPD

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