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William James Mcquaid

Mml Investors Services, LLC

Peachtree Corners, GA

Atlanta, GA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-02
GA RA APPROVED 2010-12-22
  • TX RA
    APPROVED_RES
    Since 2020-01-02
  • GA RA
    APPROVED
    Since 2010-12-22

Branch Locations

3720 Davinci Court Suite 150, Peachtree Corners, GA 30092 • United States

6 Concourse Pkwy Suite 2700, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Atlanta GA 08/1999 Present
Mml Investors Services, Llc Atlanta GA 08/1999 Present
Other Businesses

NAME: PIEDMONT BENEFITS GROUP INV REL: Y ADD: 1040 CROWN POINTE PARKWAY, SUITE 545 ATLANTA, GA. 30338 NATURE: HEALTH POSITION: AGENT START DATE: 1/1/2011 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-24
S63 Uniform Securities Agent State Law Examination 1993-04-28
  • S65 Uniform Investment Adviser Law Examination
    1999-12-24
  • S63 Uniform Securities Agent State Law Examination
    1993-04-28
Other Names
  • William James Mcquaid
  • Bill Mcquaid

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
W&S BROKERAGE SERVICES, INC.
WELLS FARGO CLEARING SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
TRUIST ADVISORY SERVICES, INC.
PFS INVESTMENTS INC.

Other Investors

DANIEL HOWARD BARRACLIFF
MARK PERDUE MILLER
RONALD JOSEPH HUCK
Jared C Nelson
LAURENCE MICHAEL WAJSMAN
Marcelo C Hernandez
Lucas Walker Hopkins
Bryan Scott Glover

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Peachtree Corners, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Norcross, GA
LPL FINANCIAL LLC · PEACHTREE CORNERS, GA
W&S BROKERAGE SERVICES, INC. · Peachtree Corner, GA
WELLS FARGO CLEARING SERVICES, LLC · NORCROSS, GA
KESTRA ADVISORY SERVICES, LLC · Peachtree Corners, GA
KESTRA ADVISORY SERVICES, LLC · Peachtree Corner, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Norcross, GA

More in Peachtree Corners, GA

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