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Laura G Kellerman

Oppenheimer & Co. Inc.

Jericho, NY

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-06
  • NY RA
    APPROVED
    Since 2023-04-06

Branch Locations

2 Jericho Plaza Suite 113, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Jericho NY 06/2009 03/2023
Oppenheimer & Co. Inc. Jericho NY 03/2023 Present
  • 06/2009 → 03/2023
    Morgan Stanley Smith Barney
    Jericho, NY
  • 03/2023 → Present
    Oppenheimer & Co. Inc.
    Jericho, NY
Previous Registrations
  • 2009-06-01 → 2023-04-24
    Morgan Stanley
    Jericho, NY
    Garden City, NY
    New York, NY
    New York, NY
  • 2007-04-05 → 2009-06-01
    Morgan Stanley & Co. Llc
    Jericho, NY
  • 2004-11-09 → 2007-03-19
    Citicorp Investment Services
    Plainview, NY
    Long Island City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-30
S63 Uniform Securities Agent State Law Examination 1993-09-24
  • S66 Uniform Combined State Law Examination
    2002-12-30
  • S63 Uniform Securities Agent State Law Examination
    1993-09-24
Other Names
  • Laura N Giuca
  • Laura Giuca Cooney
  • Laura N Cooney
  • Laura G Cooney

View on SEC IAPD

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