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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-04-14 |
| TX | RA | APPROVED | 2022-04-13 |
Branch Locations
51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Roseland | NJ | 09/2015 | 11/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | Roseland | NJ | 09/2015 | 11/2017 |
| Rbc Capital Markets, Llc | Florham Park | NJ | 11/2017 | 04/2022 |
| Wells Fargo Clearing Services, Llc | Short Hills | NJ | 04/2022 | Present |
ACADEMY OF PERFORMING ARTS BOOSTER CLUB; INV. RELATED; ROCKAWAY,NJ; TREASURER; START DATE 07/01/2023; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; BALANCING CHECKBOOK, PROVIDING FINAL APPROVAL WHEN FUNDS ARE REQUESTED, RENEW INSURANCE CERTS, REGISTERING CLUB, FILING ANNUAL TAX RETURN, AND ATTENDING MEETINGS TO DISCUSS PRESIDENT'S REPORT, SECRETARY'S REPORT, TREASURER'S REPORT, TOTAL INCOME, TOTAL EXPENSES, FUNDRAISING, SCHOOL UPDATES, AND GENERAL BUSINESS OF THE SCHOOL. | CO-EXECUTOR FOR FATHER-IN-LAW; INV RELATED; DENVILLE, NJ; CO-EXECUTOR; 11/2024; 5 HOURS PER MONTH; NO HOURS DURING TRADING; FACILITATE DISTRIBUTION OF FATHER-IN-LAWS ESTATE | HUNCHAK FAMILY TRUST; INV REALTED; DENVILLE, NJ; TRUSTEE; 03/2025; ONE HOURS PER MONTH; NO HOURS DURING TRADING; ACT AS TRUSTEE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-08 |
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