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3612 Constellation Road, Lompoc, CA 93436 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-08-18 |
| TX | RA | APPROVED_RES | 2023-08-02 |
| CO | RA | APPROVED | 2023-05-05 |
| VA | RA | APPROVED | 2023-04-06 |
| CA | RA | APPROVED | 2023-03-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Lompoc | CA | 06/2001 | Present |
| Lpl Financial Llc | Lompoc | CA | 12/2010 | Present |
| Finances For Real Life | Lompoc | CA | 07/2022 | Present |
| Lpl Financial Llc | Lompoc | CA | 12/2010 | Present |
| Wanda T Toro, Llc | Lompoc | CA | 05/2013 | Present |
| Finances For Real Life | Lompoc | CA | 01/2023 | Present |
1.10/07/2010; ; Coach/Sports; Not Investment Related; at Reported Business Location(s); Time Spent 10% 2.02/27/2012; Rental Property; Real Estate Rental; Investment Related; Lenexa KS; Time Spent 3% 3.03/06/2013; Wanda T Toro, CFP; Business Entity For Tax/Investment Purposes Only; Investment Related 4.11/04/2013; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wanda T Toro, CFP; Investment Related; at Reported Business Location(s) 5.05/23/2018; Investment products and services are offered through LPL Financial LLC using the DBA/trade name finances for real life; Investment Related; at Reported Business Location(s); Start Date 06/01/2018; 60hrs/mth; 40hrs during trading 6.05/09/2023; Finances for Real Life; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 05/01/2023; 80hrs/mth; 80hrs during trading; I provide investment advisory services through Finances for Real Life an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial 7.02/06/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wanda T Toro LLC; Investment Related; at Reported Business Location(s); Start Date 09/26/2016; 20hrs/mth; 4hrs during trading 8.05/27/2026; ETF Council; For-Profit Board Member; Not Investment Related; New York,NY; Start Date 03/15/2026; 1hrs/mth; 1hrs during trading 9. 06/09/2026 - Wanda T. Toro Charitable Foundation - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Buckeye, AZ - Start Date 01/01/2019 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-11 |
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