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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-08 |
| NH | RA | APPROVED | 2006-03-06 |
Branch Locations
45 South Main Street Suite 200, Concord, NH 03301 • United States
Webster, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Concord | NH | 03/2008 | Present |
| City National Bank | Concord | NH | 05/2020 | Present |
(1) CAPITAL REGION FOOD PROGRAM; ADDRESS: 11 SOUTH MAIN ST SUITE 500 CONCORD NH 03301; BUSINESS DESCRIPTION: VOLUNTEER ORGANIZATION; NOT INVESTMENT RELATED; START DATE: 07/01/2016; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL VOLUNTEER SERVICES; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-06 |
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