Edward Albert Aiken

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2024-01-19

DE RA
APPROVED

Since 2024-01-19

Branch Locations

Wilmington, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Minnesota Life Ins Co	St Paul	MN	07/2002	Present
Diamond State Fin Group	Newark	DE	07/2002	Present
Next Level Advisory Board	Wilmington	DE	12/2002	Present
Osaic Wealth, Inc.	Wilmington	DE	01/2024	Present

07/2002 → Present

Minnesota Life Ins Co

St Paul, MN
07/2002 → Present

Diamond State Fin Group

Newark, DE
12/2002 → Present

Next Level Advisory Board

Wilmington, DE
01/2024 → Present

Osaic Wealth, Inc.

Wilmington, DE

Previous Registrations

2005-04-18 → 2024-01-19

Woodbury Financial Services, Inc.

Wilmington, DE

Wilmington, DE
2002-08-08 → 2004-10-04

Securian Financial Services, Inc.

Newark, DE
1996-04-08 → 2002-07-05

Wells Fargo Clearing Services, Llc

Kennett Square, PA

Other Businesses

1. AIKEN & ASSOCIATES POSITION: owner NATURE: DBA Aiken & Associates INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 240 START DATE: 02/01/2019 ADDRESS: 3 Daylilly Ct, Wilmington DE 19808, United States DESCRIPTION: securities sales 2. SPORTS REFEREE POSITION: Referee NATURE: Sports Referee, College, High School and Youth Basketball & Football. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2001 ADDRESS: 3 DAYLILLY COURT, WILMINGTON DE 19808, United States DESCRIPTION: Sports Referee, College, High School and Youth Basketball & Football. 3. AIKEN REAL ESTATE LLC POSITION: ownwe NATURE: Vacation Rental Properties INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 3 Daylilly Court, Wilmington DE 19808-1951, United States DESCRIPTION: Owner of property, but have a property manager running operation

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-03-01
S63	Uniform Securities Agent State Law Examination	1993-04-14

S65 Uniform Investment Adviser Law Examination

1996-03-01
S63 Uniform Securities Agent State Law Examination

1993-04-14

View on SEC IAPD