Peter Daniel Ardolino

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Princeton, NJ

Previous Registrations

• 2009-06-01 → 2010-05-07
  Morgan Stanley
  Shrewsbury, NJ
  Berwyn, PA
• 1999-09-09 → 2009-06-01
  Citigroup Global Markets Inc.
  Shrewsbury, NJ

Other Businesses

I*2063285, Entity Type, Name of OBA: Rental Property 1, Address: Oak Island, NC, 28465, Investment Related: No, Position, Title, Association: Sole owner, Employee Start Date: 10/25/2024, No Hours: 2hrs/Mo, No Hours during trading: 0, Duties:I*2891276Entity Type: CharitableName of OBA: Make-A-Wish Central and Western North CarolinaAddress:Charlotte North CarolinaInvestment Related:NoPosition, Title, Association:Board MemberStart Date:09/01/2025No Hours: 1 MonthlyNo Hours during trading:0 MonthlyDuties:Board member. Attend regular meetings, assist with governance, strategy and impact.I*3808265Entity Type: N/AName of OBA: The Peninsula ClubAddress: Cornelius, North Carolina, 28031Investment Related: NoPosition, Title, Association: CommitteeEmployee Start Date: 03/01/2026Number of Hours: 1, MonthlyNumber of Hours during trading: 0, MonthlyDuties: The organization is a members-owned country club I will serve on the Golf Committee. The committee is responsible for overseeing golf related operations and policies to ensure strong member engagement and a high quality golf experience.I*4157274Entity Type: Entity CharitableName of OBA: Make A Wish of Central and Western North CarolinaAddress: Charlotte, North Carolina, 28210Investment Related: NoPosition, Title, Association: CommitteeEmployee Start Date: 04/22/2026Number of Hours: 1, MonthlyNumber of Hours during trading: 0, MonthlyDuties: The purpose of Make-A-Wish is to create life-changing wish experiences for children with critical or life-threatening illnesses, helping bring hope, strength, joy, and emotional resilience to children and their families. Member of Finance Committee I*4569274 Entity Type: Entity For Profit Name of OBA: Yellow Brick Holdings, LLC Address: Cornelius, North Carolina, 28031 Investment Related: No Position, Title, Association: Other Employee Start Date: 05/20/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0, Yearly Duties: This is an LLC being established where our non-affiliate children will hold certain assets for the purpose of estate planning and asset protection. I will be a manager of the LLC, but will have no ownership rights

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-04-23
• S65 Uniform Investment Adviser Law Examination
  1993-04-23

Other Names

• Peter Danie Ardolino