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Mike T Collins

Fifth Third Securities, Inc.

Cincinnati, OH

Cincinnati, OH

Cincinnati, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-06-10
  • OH RA
    APPROVED
    Since 2019-06-10

Branch Locations

38 Fountain Square Plaza, Cincinnati, OH 45202 • United States

5001 Kingsley Drive, Cincinnati, OH 45227 • United States

5050 Kingsley Drive, Cincinnati, OH 45227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Cincinnati OH 03/2011 01/2018
The Retirement Corporation Of America Cincinnati OH 11/2017 Present
Fifth Third Securities Cincinnati OH 05/2019 Present
Fifth Third Bank Cincinnati OH 02/2011 Present
The Retirement Corporation Of America Cincinnati OH 11/2017 Present
  • 03/2011 → 01/2018
    Fifth Third Securities
    Cincinnati, OH
  • 11/2017 → Present
    The Retirement Corporation Of America
    Cincinnati, OH
  • 05/2019 → Present
    Fifth Third Securities
    Cincinnati, OH
  • 02/2011 → Present
    Fifth Third Bank
    Cincinnati, OH
  • 11/2017 → Present
    The Retirement Corporation Of America
    Cincinnati, OH
Previous Registrations
  • 2018-03-16 → 2020-11-20
    The Retirement Corporation Of America
    Cincinnati, OH
  • 2011-03-08 → 2018-01-19
    Fifth Third Securities, Inc.
    Oxford, OH
    Monroe, OH
    Oxford, OH
    Kettering, OH
    Trotwood, OH
    Dayton, OH
    Hamilton, OH
    Dayton, OH
    Dayton, OH
    Cincinnati, OH
    Mason, OH
    Cincinnati, OH
    Cincinnati, OH
    Fairfield, OH
    West Chester, OH
    Dayton, OH
    Cincinnati, OH
  • 2008-12-24 → 2011-03-14
    Lpl Financial Llc
    San Diego, CA
    Cincinnati, OH
    West Chester, OH
  • 2004-11-22 → 2009-01-09
    Fifth Third Securities, Inc.
    Cincinnati, OH
    Mason, OH
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-06
S63 Uniform Securities Agent State Law Examination 1994-01-25
  • S66 Uniform Combined State Law Examination
    2011-06-06
  • S63 Uniform Securities Agent State Law Examination
    1994-01-25
Other Names
  • Mike Collins
  • Michael Timothy Collins

View on SEC IAPD

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