Best Investors
Account
Sign in
Best Investors
Account
Sign in
Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-09-04 |
| TX | RA | APPROVED | 2019-08-30 |
Branch Locations
4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 08/2005 | 08/2019 |
| Bank Of America,Na | Stamford | CT | 12/2009 | 08/2019 |
| Morgan Stanley | Stamford | CT | 08/2019 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2019 | Present |
*394089 - Ware LLC; Investment related: Yes; Easton, Connecticut; Consulting; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); March 2010; During business hours: 0; After business hours: 0; owns the patent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-08 |
Reach out to this advisor