Best Investors Account Sign in

David Andrew Mcgaughey

Oppenheimer & Co. Inc.

Washington, DC

Vienna, VA

Vienna, VA

Claim This Profile
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-07-18
DC RA APPROVED 2020-08-25
  • VA RA
    APPROVED
    Since 2023-07-18
  • DC RA
    APPROVED
    Since 2020-08-25

Branch Locations

1801 K Street Nw Suite 750, Washington, DC 20006 • United States

1921 Gallows Road Suite 220, Vienna, VA 22182 • United States

Vienna, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprice Financial Services, Inc. Vienna VA 01/2012 08/2020
Oppenheimer & Co. Inc. Washington DC 08/2020 Present
  • 01/2012 → 08/2020
    Ameriprice Financial Services, Inc.
    Vienna, VA
  • 08/2020 → Present
    Oppenheimer & Co. Inc.
    Washington, DC
Previous Registrations
  • 2012-01-11 → 2020-08-10
    Ameriprise Financial Services, Llc
    Vienna, VA
  • 2009-03-13 → 2012-01-19
    Rbc Capital Markets, Llc
    Vienna, VA
  • 2006-06-30 → 2009-03-13
    Ferris, Baker Watts, Llc
    Frederick, MD
    Gaithersburg, MD
    Mclean, VA
  • 1996-09-27 → 2006-06-30
    Johnston Lemon Asset Management Inc
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-02
S63 Uniform Securities Agent State Law Examination 1993-05-25
  • S65 Uniform Investment Adviser Law Examination
    1996-08-02
  • S63 Uniform Securities Agent State Law Examination
    1993-05-25
Designations
Other Names
  • David Andrew Mcgaughey
  • David Andrew Mc Gaughey

View on SEC IAPD

Other Firms

BRYSPEN, INCORPORATED
3WIRE INVESTMENT
LPL FINANCIAL LLC
ORIDIAN CAPITAL MANAGEMENT, L.P.
C5 CAPITAL USA LLC
AEB CAPITAL
DOMINION FINANCIAL CONSULTANTS, LLC
A.G.P. / ALLIANCE GLOBAL PARTNERS

Other Investors

LEAH SAWYER BRYAN
GARY ANDREW EDMONDS
JAMES DARRELL ZACK
HSIAO-CHUAN CHANG
AMANDA JEAN ZACK
CHRISTINE RUSHIN MISTR
CHARLES DOUGLAS HARTLEY
Marilyn McKinnon

Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

More in Washington, DC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor