David Andrew Mcgaughey

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 08/2020
  Ameriprice Financial Services, Inc.
  Vienna, VA
• 08/2020 → Present
  Oppenheimer & Co. Inc.
  Washington, DC

Previous Registrations

• 2012-01-11 → 2020-08-10
  Ameriprise Financial Services, Llc
  Vienna, VA
• 2009-03-13 → 2012-01-19
  Rbc Capital Markets, Llc
  Vienna, VA
• 2006-06-30 → 2009-03-13
  Ferris, Baker Watts, Llc
  Frederick, MD
  Gaithersburg, MD
  Mclean, VA
• 1996-09-27 → 2006-06-30
  Johnston Lemon Asset Management Inc
  Washington, DC

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-02
• S63 Uniform Securities Agent State Law Examination
  1993-05-25

Designations

• Certified Financial Planner

Other Names

• David Andrew Mcgaughey
• David Andrew Mc Gaughey