Holly Diane Hagle

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → Present
  Lpl Financial
  San Antonio, TX

Previous Registrations

• 2008-12-23 → 2011-11-01
  Chase Investment Services Corp.
  Universal City, TX
  Windcrest, TX
  Universal City, TX
  San Antonio, TX
  Universal City, TX
  San Antonio, TX
  San Antonio, TX
  New Braunfels, TX
  San Antonio, TX
  Schertz, TX

Other Businesses

1. 10/31/2011-REVOLUTION WEALTH MANAGEMENT-DBA ONLY-100% OF TIME. 2. 04/26/2016 * Other - Notary * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * Notary in State of Texas, * START 05/01/2016 * 1 HR/MO. 3. 01/10/2022 - Hagle Financial Coporation - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 02/15/2022 - 2 Hours Per Month/0 Hours During Securities Trading. 4. 07/13/2023 - Live Oak Investors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/15/2023 - 160 Hours Per Month/ 8 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-12-19
• S63 Uniform Securities Agent State Law Examination
  1994-07-18