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James Joseph Lilley

Morgan Stanley

Charlotte, NC

Charlotte, NC

Washington, DC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2022-03-15
NC RA APPROVED 2022-02-11
TX RA APPROVED_RES 2022-02-11
  • DC RA
    APPROVED
    Since 2022-03-15
  • NC RA
    APPROVED
    Since 2022-02-11
  • TX RA
    APPROVED_RES
    Since 2022-02-11

Branch Locations

4064 Colony Road Suite 460, Charlotte, NC 28211 • United States

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Charlotte NC 03/2013 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 02/2022
Morgan Stanley Smith Barney Llc Charlotte NC 02/2022 Present
Morgan Stanley Private Bank, N.A New York NY 03/2022 Present
  • 03/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Charlotte, NC
  • 11/2016 → 02/2022
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 02/2022 → Present
    Morgan Stanley Smith Barney Llc
    Charlotte, NC
  • 03/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-11
  • S66 Uniform Combined State Law Examination
    2013-06-11
Other Names
  • James Joseph Lilley
  • James Lilley
  • James Joseph Lilley

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

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