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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-04-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Old Port Advisors, Inc | Portland | ME | 04/2016 | 03/2017 |
| Old Port Advisors, Inc. | Portland | ME | 03/2017 | 02/2024 |
| Purshe Kaplan Sterling Investments, Inc | Albany | NY | 01/2018 | 07/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2024 | Present |
1) SHARON BUNKER, 180 POOL ST, BIDDEFORD, ME, 03/2024, NOTARY PUBLIC, NIR, 1 HR/MO, 1 HR/MO TRADING. 2) PENSION PROFESSIONALS, 180 Pool St, Biddeford ME 04005, United States, 03/25/2024, W2, Administrative, INV REL, 120/MO - 8/Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-05-31 |
| S66 | Uniform Combined State Law Examination | 2001-11-08 |
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